-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EEeFm7kBbcPILzyoga2i64YIJNS7366hEmPDdedfham6QxWZZIsimqm3GEe01FEj pUxLyI5AF6adQ3HOpc+T4w== 0000950005-01-000198.txt : 20010223 0000950005-01-000198.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950005-01-000198 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INSIGNIA SOLUTIONS PLC CENTRAL INDEX KEY: 0001002390 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55057 FILM NUMBER: 1539374 BUSINESS ADDRESS: STREET 1: 41300 CHRISTY ST CITY: FREMONT STATE: CA ZIP: 94538-3115 BUSINESS PHONE: 5103603700 MAIL ADDRESS: STREET 1: 41300 CHRISTY ST CITY: FREMONT STATE: CA ZIP: 94538-3115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY VENTURE INVESTORS 4 LP CENTRAL INDEX KEY: 0001030970 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 983088804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158547472 MAIL ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 0001.txt SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.1)* Insignia Solutions Plc - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 00045766J1 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 19 Pages
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 2 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Technology Venture Investors - 4, L.P. ("TVI-4") Tax ID Number: 94-3088804 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 703,787 shares, except that TVI Management-4, L.P. ("TVIM-4"), the BENEFICIALLY general partner of TVI-4, may be deemed to have sole voting power, and OWNED BY EACH Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. REPORTING McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John Johnston PERSON ("Johnston"), the members of TVIM-4, may be deemed to have shared power WITH to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 703,787 shares, except that TVIM-4, the general partner of TVI-4, may be deemed to have sole dispositive power, and Kagle, Marquardt, McMurtry, Wilson and Johnston, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 703,787 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.93% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 3 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TVI Partners - 4, L.P. ("TVIP-4") Tax ID Number: 94-3084677 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 82,258 shares, except that TVIM-4, the general partner of TVIP-4, may BENEFICIALLY be deemed to have sole voting power, and Kagle, Marquardt, McMurtry, OWNED BY EACH Wilson and Johnston, the members of TVIM-4, may be deemed to have REPORTING shared power to vote these shares. PERSON -------- ------------------------------------------------------------------------ WITH 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 82,258 shares, except that TVIM-4, the general partner of TVIP-4, may be deemed to have sole dispositive power, and Kagle, Marquardt, McMurtry, Wilson and Johnston, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 82,258 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.58% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 4 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TVI Associates - 4, L.P. ("TVIA-4") Tax ID Number: 94-3154357 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 6,063 shares, except that TVIM-4, the general partner of TVIA-4, may BENEFICIALLY be deemed to have sole voting power, and Kagle, Marquardt, McMurtry, OWNED BY EACH Wilson and Johnston, the members of TVIM-4, may be deemed to have REPORTING shared power to vote these shares. PERSON -------- ------------------------------------------------------------------------ WITH 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 6,063 shares, except that TVIM-4, the general partner of TVIA-4, may be deemed to have sole dispositive power, and Kagle, Marquardt, McMurtry, Wilson and Johnston, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,063 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.04% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 5 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TVI Management - 4, L.P. ("TVIM-4") Tax ID Number: 94-3088676 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 792,108 shares, of which 703,787 shares are directly owned by TVI-4, BENEFICIALLY 82,258 shares are directly owned by TVIP-4, and 6,063 shares are OWNED BY EACH REPORTING directly owned by TVIA-4. TVIM-4 is the general partner of TVI-4, PERSON TVIP-4 and TVIA-4, and may be deemed to have sole power to vote such WITH shares. Kagle, Marquardt, McMurtry, Wilson and Johnston, the members of TVIM-4, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. TVIM-4 is the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have sole power to dispose of such shares. Kagle, Marquardt, McMurtry, Wilson and Johnston, the members of TVIM-4, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 792,108 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.55% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 6 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert C. Kagle ("Kagle") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. Kagle is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. Kagle is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of such shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 792,108 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.55% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 7 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON David F. Marquardt ("Marquardt") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. Marquardt is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. Marquardt is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 792,108 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.55% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 8 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Burton J. McMurtry ("McMurtry") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. McMurtry is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. McMurtry is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 792,108 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.55% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 9 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mark G. Wilson ("Wilson") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. Wilson is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. Wilson is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 792,108 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.55% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 10 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John R. Johnston ("Johnston") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------ --------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. Johnston is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 792,108 shares, of which 703,787 shares are directly owned by TVI-4, 82,258 shares are directly owned by TVIP-4, and 6,063 shares are directly owned by TVIA-4. Johnston is a member of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of these shares. - ------------------------------------ -------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 792,108 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.55% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 11 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- ITEM 1(A). NAME OF ISSUER Insignia Solutions Plc ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 41300 Christy Street Fremont, CA 94538-3115 ITEM 2(A). NAME OF PERSONS FILING This Statement is filed Technology Venture Investors-4, L.P., a Delaware limited partnership ("TVI-4"), TVI Partners-4, L.P., a Delaware limited partnership ("TVIP-4"), TVI Associates-4, L.P., a Delaware limited partnership ("TVIA-4"), TVI Management-4, L.P., a Delaware limited partnership, Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John R. Johnston ("Johnston"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." TVIM-4 is the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have sole power to vote and to dispose of shares of the issuer directly owned by TVI-4, TVIP-4 and TVIA-4. Kagle, Marquardt, McMurtry, Wilson and Johnston are the members of TVIM-4, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by TVI-4, TVIP-4 and TVIA-4. ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE The address for each of the Reporting Persons is: Technology Venture Investors 2480 Sand Hill Road Suite 101 Menlo Park, CA 94025 ITEM 2(C) CITIZENSHIP TVI-4, TVIM-4, TVIP-4 and TVIA-4 are Delaware limited partnerships, and Kagle, Marquardt, McMurtry Wilson and Johnston are United States citizens. ITEM 2(D) TITLE OF CLASS OF SECURITIES Common Stock
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 12 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- ITEM 2(E) CUSIP NUMBER CUSIP # 00045766J1 ITEM 3. Not Applicable ITEM 4. OWNERSHIP The following information with respect to the ownership of Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 2000: (a) Amount beneficially owned: ------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ---------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: ---------------------------------------- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: ------------------------------------------ See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: ----------------------------------------------------- See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: ------------------------------------------------------- See Row 8 of cover page for each Reporting Person.
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 13 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS -------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. --------------------------------------------------------------- Under certain circumstances set forth in the limited partnership agreements of TVI-4, TVIP-4, TVIA-4 and TVIM-4, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY ---------------------------------------------------------------------------------------------------- THE PARENT HOLDING COMPANY -------------------------- Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. --------------------------------------------------------- Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. ------------------------------ Not applicable ITEM 10. CERTIFICATION. ------------- Not applicable
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 14 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated February 13, 2001 Entities: Technology Venture Investors-4, L.P. TVI Partners-4, L.P. TVI Associates-4, L.P. TVI Management-4, L.P. By: /s/ Mark G. Wilson ----------------------- Mark G. Wilson, Attorney-in-Fact for the above listed entities Individuals: Mark G. Wilson John Johnston Robert C. Kagle David F. Marquardt Burton J. McMurtry By: /s/ Mark G. Wilson ----------------------- Mark G. Wilson, Attorney-in-Fact for the above listed individuals
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 15 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 16 Exhibit B: Power of Attorney 17
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 16 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- EXHIBIT A Agreement of Joint Filing The Reporting persons have agreed that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Insignia Solutions Plc shall be filed on behalf of each of the Reporting Persons. Note that a copy of the applicable Agreement of Joint Filing is already filed with the appropriate agencies.
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 17 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- EXHIBIT B POWER OF ATTORNEY Each of the undersigned entities and individuals (collectively, the "Reporting Persons") hereby authorizes and designates TVI Management-4, L.P. and TVI Management-3, L.P. or such other person or entity as is designated in writing by Mark G. Wilson (each, a "Designated Filer" and collectively, the "Designated Filers") as the beneficial owner to prepare and file on behalf of such Reporting Person individually, or jointly together with the other Reporting Persons, any and all reports, notices, communications and other documents (including, but not limited to, reports on Schedule 13D, Schedule 13G, Form 3, Form 4 and Form 5) that such Reporting Person may be required to file with the United States Securities and Exchange Commission pursuant to the Securities Act of 1933, as amended (together with the implementing regulations thereto, the "Act") and the Securities Exchange Act of 1934, as amended (together with the implementing regulations thereto, the "Exchange Act") (collectively, the "Reports") with respect to the Reporting Person's ownership of, or transactions in, securities of any entity whose securities are beneficially owned (directly or indirectly) by such Reporting Person (collectively, the "Companies"). Each Reporting Person hereby further authorizes and designates Mark G. Wilson (the "Authorized Signatory") to execute and file on behalf of such Reporting Person the Reports and to perform any and all other acts, which in the opinion of the Designated Filer or Authorized Signatory may be necessary or incidental to the performance of the foregoing powers herein granted. The authority of the Designated Filer and the Authorized Signatory under this Document with respect to each Reporting Person shall continue until such Reporting Person is no longer required to file any Reports with respect to the Reporting Person's ownership of, or transactions in, the securities of the Companies, unless earlier revoked in writing. Each Reporting Person acknowledges that the Designated Filer and the Authorized Signatory are not assuming any of the Reporting Person's responsibilities to comply with the Act or the Exchange Act. February 13, 2001 TVI Management-4, L.P., a Delaware Limited Partnership By: /s/ Mark G. Wilson ---------------------------------------------------- Mark G. Wilson
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 18 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- February 13, 2001 TVI Partners-4, L.P., a Delaware Limited Partnership By: TVI Management-4, L.P., a Delaware Limited Partnership Its General Partner By: /s/ Mark G. Wilson ---------------------------------------------------- Mark G. Wilson February 13, 2001 Technology Ventures Investors-4, L.P., a Delaware Limited Partnership By: TVI Management-4, L.P., a Delaware Limited Partnership Its General Partner By: /s/ Mark G. Wilson ---------------------------------------------------- Mark G. Wilson February 13, 2001 TVI Associates-4 1988, L.P., a Delaware Limited Partnership By: TVI Management-4, L.P., a Delaware Limited Partnership Its General Partner By: /s/ Mark G. Wilson ---------------------------------------------------- Mark G. Wilson
- ---------------------------------------------- ------- ------------------------------------------------------------- CUSIP 000045766J1 13G Page 19 of 19 - ---------------------------------------------- ------- ------------------------------------------------------------- February 13, 2001 TVI Associates-4, L.P., a Delaware Limited Partnership By: TVI Management-4, L.P., a Delaware Limited Partnership Its General Partner By: /s/ Mark G. Wilson ---------------------------------------------------- Mark G. Wilson February 13, 2001 TVI Management-3, L.P., a Delaware Limited Partnership By: /s/ Mark G. Wilson ---------------------------------------------------- Mark G. Wilson February 13, 2001 Technology Venture Investors-3, L.P., a Delaware Limited Partnership By: TVI Management-3, L.P., a Delaware Limited Partnership Its General Partner By: /s/ Mark G. Wilson ---------------------------------------------------- Mark G. Wilson February 13, 2001 By: /s/ Mark G. Wilson ---------------------------------------------------- Mark G. Wilson February 13, 2001 By: /s/ John Johnston ---------------------------------------------------- John Johnston February 13, 2001 By: /s/ Robert C. Kagle ---------------------------------------------------- Robert C. Kagle February 13, 2001 By: /s/ David F. Marquardt ---------------------------------------------------- David F. Marquardt February 13, 2001 By: /s/ Burton J. McMurtry ---------------------------------------------------- Burton J. McMurtry
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